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Jignesh Harshadrai Shah
SEBI Reg Number - Individual RIA - INA000000789
BASL Membership ID - BASL1280
308 Vimal Society, Banganga, Walkeshwar, Mumbai 400006.
Mobile Number: +91 9820296989
Email -mr.jignesh.shah@gmail.com , jshah@capital-advisors.in
SEBIthroughitscircularSEBI/HO/IMD/DF1/CIR/P/2019/169dated27thDecember2019hasdirected all those
registered under IA Regulations 2013 (Investment Advisory Regulations) to display the complaint status on
their website. Since, we have not updated our website we are emailing you the same.
Data for the month ending – 30Jun2026
| Sr. No | Month Ending | Received From | Pending at the End of Last Month | Received | Resolved | Total Pending | Pending Complaints >3 Months | Average Resolution Time (in Days) |
|---|---|---|---|---|---|---|---|---|
| 1 | 30Jun2026 | Directly from Investors | 0 | 0 | 0 | 0 | 0 | 0 |
| 2 | 30Jun2026 | SEBI (SCORES) | 0 | 0 | 0 | 0 | 0 | 0 |
| 3 | 30Jun2026 | Other Sources (if any) | 0 | 0 | 0 | 0 | 0 | 0 |
| Grand Total | 0 | 0 | 0 | 0 | 0 | 0 | ||
| Sr. No | Month | Carried forward from previous month | Received | Resolved | Pending |
|---|---|---|---|---|---|
| 1 | Jun26 | 0 | 0 | 0 | 0 |
| 2 | May26 | 0 | 0 | 0 | 0 |
| 3 | Apr25 | 0 | 0 | 0 | 0 |
| Grand Total | 0 | 0 | 0 | 0 | |
| Sr. No | Year | Carried forward from previous year | Received | Resolved | Pending |
|---|---|---|---|---|---|
| 1 | 2026-27 | 0 | 0 | 0 | 0 |
| 2 | 2025-26 | 0 | 0 | 0 | 0 |
| 3 | 2024-25 | 0 | 0 | 0 | 0 |
| Grand Total | 0 | 0 | 0 | 0 | |
Disclaimer:
Investments in Securities Market are subject to market risks. Read all the market related documents carefully before investing.
Registration granted by SEBI, membership of BASL and Certification from NISM in no-way guarantees the performance
of the intermediary or provide any assurance of returns to the investors.
The information is only for consumption by the client and such material should not be redistributed.
Jignesh Harshadrai Shah
SEBI Reg Number - Individual RIA - INA000000789
BASL Membership ID - BASL1280
308 Vimal Society, Banganga, Walkeshwar, Mumbai 400006.
Mobile Number: +91 9820296989
Email -mr.jignesh.shah@gmail.com , jshah@capital-advisors.in
Disclaimer:
Investments in Securities Market are subject to market risks. Read all the market related documents carefully before investing.
Registration granted by SEBI, membership of BASL and Certification from NISM in no-way guarantees the performance of the intermediary or provide any assurance of returns to the investors.
The information is only for consumption by the client and such material should not be redistributed.
It is our endeavour to offer top-notch services to you. In the unlikely event that you are having any
complaints about our services, we would be more than interested in hearing about it and sorting it out to
your satisfaction.
For any complaints / Grievances you could contact –
Principal Officer - Mr. Jignesh Harshadrai Shah,
Mobile No: - +91-9820296989
Email ID -jshah@capital-advisors.in; mr.jignesh.shah@gmail.com
SEBI Contact details –
SEBI, Investment Management Division,
SEBI Bhavan, C4-A, G Block, Bandra Kurla Complex, Bandra East, Mumbai – 400 051.
Email -sebi@sebi.gov.in ;
Tel -022-2644 9000 / 4045 9000
If your problem remains unresolved, after coming to us, you may also go through & use the following
mechanism for complaints/ grievances –
SEBI Complaints Redress System (SCORES) - https://scores.gov.in/scores/Welcome.html
To get further information about SEBI & Investment Adviser Regulation 2013 –
SEBI Investment Adviser Regulations - https://www.sebi.gov.in/legal/master-circulars/jun-2023/mastercircular-for-investment-advisers_72614.html
| Details of Designation | Contact Person Name | Address | Contact No | Email ID | Working Hours |
|---|---|---|---|---|---|
| Customer Care | Jignesh Harshadrai Shah | 308, Vimal Society, Banagaga, Walkeshwar, Mumbai 400006 | +91-9820296989 | jshah@capital-advisors.in; mr.jignesh.shah@gmail.com | Mon – Fri 10:00am - 6:00pm |
| Head of Customer Care | Jignesh Harshadrai Shah | 308, Vimal Society, Banagaga, Walkeshwar, Mumbai 400006 | +91-9820296989 | jshah@capital-advisors.in; mr.jignesh.shah@gmail.com | Mon – Fri 10:00am - 6:00pm |
| Compliance Officer | Jignesh Harshadrai Shah | 308, Vimal Society, Banagaga, Walkeshwar, Mumbai 400006 | +91-9820296989 | jshah@capital-advisors.in; mr.jignesh.shah@gmail.com | Mon – Fri 10:00am - 6:00pm |
| CEO | Jignesh Harshadrai Shah | 308, Vimal Society, Banagaga, Walkeshwar, Mumbai 400006 | +91-9820296989 | jshah@capital-advisors.in; mr.jignesh.shah@gmail.com | Mon – Fri 10:00am - 6:00pm |
| Principal Officer | Jignesh Harshadrai Shah | 308, Vimal Society, Banagaga, Walkeshwar, Mumbai 400006 | +91-9820296989 | jshah@capital-advisors.in; mr.jignesh.shah@gmail.com | Mon – Fri 10:00am - 6:00pm |
Disclosure with respect to complying with Annual Compliance Audit requirements under regulation 19(3) of the SEBI (investment advisers) regulations, 2013:
| Sr. No | Financial Year | Compliance Audit Status | Remark, if Any |
|---|---|---|---|
| 1 | FY 2024-25 | Conducted | Nil |
| 2 | FY 2023-24 | Conducted | Nil |
| 3 | FY 2022-23 | Conducted | Nil |
| 4 | FY 2021-22 | Conducted | Nil |
| 5 | FY 2020-21 | Conducted | Nil |
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